CESTAT Kolkata Rejects Revenue Appeal In Alleged Bogus Clearance And CENVAT Credit Case

Background Of The Dispute

The matter in Commissioner of C.G.S.T. And Central Excise Vs C.P. Re-Rollers Limited arose out of departmental proceedings alleging misuse of CENVAT credit and issue of central excise invoices without actual movement of goods. The core dispute revolved around whether central excise duty of Rs.1,28,39,192/- could be demanded again when it was undisputed that duty on the same clearances had already been paid by the assessee.

The adjudicating authority had earlier dropped the demand, interest and penalty, which prompted the Revenue to challenge that decision before the CESTAT, Kolkata.

Facts As Emerged From Investigation

Intelligence And Initial Allegations

Departmental intelligence suggested that the respondent, C.P. Re-Rollers Limited, was:

  • Availing and utilizing CENVAT credit on M.S. Scrap allegedly shown as procured from M/s. Shyam Sky Steel, Kolkata without actual receipt of raw materials, and
  • Issuing central excise invoices to the same dealer (M/s. Shyam Sky Steel) without physically supplying any finished goods.

It was alleged that these were merely paper transactions aimed at availing irregular CENVAT credit and manipulating statutory records.

Search And Scrutiny Of Records

On 17.01.2017, a search was conducted at the factory premises of the respondent. Scrutiny of records for financial year 2014-15 revealed:

  • CENVAT credit of Rs.97,93,739/- had been taken on the strength of invoices issued by M/s. Shyam Sky Steel.
  • The respondent had issued central excise invoices in favour of M/s. Shyam Sky Steel showing clearances of 3360.400 M.T. of TMT bars, involving central excise duty of Rs.1,28,39,192/- during the same period.

Thus, both on the input and output sides, the Department alleged transactions without actual movement of goods.

Statements Recorded

During investigation:

  1. Proprietor of M/s. Shyam Sky Steel

    • In his statement, he claimed that all purchases and sales shown in their books with the respondent were only book entries.
    • He categorically stated that no physical transfer of goods had taken place against these invoices.
  2. Representative of the respondent (assessee)

    • His statement did not support or accept the version given by the proprietor of M/s. Shyam Sky Steel.
    • On this basis, the Department built a case that the respondent had issued invoices without accompanying supply of goods.

Proceedings Before The Adjudicating Authority

Department’s Case At Original Stage

The Revenue alleged that:

  • The respondent had issued invoices for TMT bars weighing 3360.400 M.T. involving duty of Rs.1,28,39,192/- without actually removing goods from the factory to M/s. Shyam Sky Steel.
  • The same quantity had been shown as cleared in the stock register, implying that the goods had, in fact, left the factory.
  • Since the dealer allegedly never received the goods, the clearances were characterized as clandestine removals to unidentified buyers without proper accounting or documentation.

Consequently, the Department proposed:

  • Demand of central excise duty of Rs.1,28,39,192/-
  • Recovery of interest
  • Imposition of penalty on the respondent

Findings Of The Adjudicating Authority

The adjudicating authority examined the evidence and arrived at the following key conclusions:

  1. Duty Paid Is Undisputed

    • It was accepted on record that central excise duty was actually paid by the respondent on all the clearances covered by the disputed invoices.
  2. No Evidence Of Actual Diversion

    • Though the Revenue alleged that the goods had been diverted to other customers instead of `M/s.